Citations with the tag: TD Ameritrade Inc
Results 1 - 50
- TD Unit Seeks Adviser Work.
Mitchell, Donna // American Banker; 2/9/2010, Vol. 175 Issue 21, p9
This article reports that the online investment company Toronto-Dominion (TD) Ameritrade Institutional, a subsidiary of TD Bank, is seeking to generate business from mortgage brokers and financial advisers with a management program titled Maximize My Business.
- Couples Choose Love, Despite Financial Woes.
Braswell, Mason // Financial Planning; June2012, Vol. 42 Issue 6, p26
The article reports on the survey conducted by TD Ameritrade regarding couples and money, which indicates that some of the financial woes are overlooked by love.
Braswell, Mason // Consumer Reports; Mar2012, Vol. 77 Issue 3, p5
A correction is presented to an article in the February 2012 issue regarding the minimum balance requirements at brokerage firm TD Ameritrade.
- Alongside Olympic Athletes, TD Ameritrade Strives for Better.
Ganzlin, Karen // Profiles in Diversity Journal; Jul/Aug2012, Vol. 14 Issue 4, p96
The article discusses the move of TD Ameritrade Inc. to participate in the Team USA Career Program to support Olympians.
- Younger Investors Confident But Unlikely to Trust Advisers.
Ehrenfeld, Temma // American Banker; 3/10/2011, Vol. 176 Issue 38, p7
The article discusses results of a survey conducted for online broker TD Ameritrade that found younger investors in the U.S. feel comfortable about handling their finances, but have a measure of skepticism towards investment advisers.
- TD Ameritrade Signs 9,509 SF Lease at 100 Broadway.
Stratton, Kelly // National Real Estate Investor Exclusive Insight; 3/10/2013, p7
The article reports on online broker TD Ameritrade Inc.'s signing of a long-term lease to occupy space at the 100 Broadway office building in New York City.
- The Life of a Trade.
Scotti, Michael // Traders Magazine; Sep2010, Vol. 23 Issue 314, p6
The article discusses various reports published within the issue, including one on routing as access to liquidity, another on online broker TD Ameritrade Inc., and one on equity trading.
- THE PRIME CHOICE.
Scotti, Michael // Financial Planning; Nov2011, Vol. 41 Issue 11, p28
The article reports on the TD Ameritrade Inc.'s research which found that Registered Investment Advisors (RIAs) are not a default brokerage option for investors.
- Offering ways for investors to improve financial literacy.
Scotti, Michael // Journal of Business (10756124); 4/25/2013, Vol. 28 Issue 9, pB4
The article offers information on several tips offered by U.S.-based TD Ameritrade, Inc., the broker-dealer subsidiary of TD Ameritrade Holding Corp., for improving financial knowledge including planning, protecting assets and practising.
- RIA RISING: TD Ameritrade's Dorsey On What Advisors Should Do First.
Gleeson, Jerry // Registered Rep Exclusive Insight; 4/9/2012, p3
The article presents tips for financial advisors from Peter Dorsey, TD Ameritrade's managing director of institutional sales, on how to restrain the urge to tell potential clients what they know at the beginning.
- Tom Nally.
J. H. // Investment Advisor; May2012, Vol. 32 Issue 5, p42
The article presents information on Tom Nally, president of TD Ameritrade Institutional.
- Options 'Too Risky'?
J. H. // Traders Magazine; Feb2011, Vol. 24 Issue 319, p37
The article reports on the survey released by TD Ameritrade Inc. that depicts that the three-quarters of American retail investors have never traded options.
- TD Ameritrade Adds Brokers.
Mitchell, Donna // American Banker; 7/26/2010, Vol. 175 Issue 113, p7
The article reports that brokerage firm TD Ameritrade Institutional hired 212 brokers during its 2010 fiscal year.
- Offering Commission-Free Carrots.
Delegge, Ronald L. // Research; Dec2010, Vol. 33 Issue 12, p18
The article focuses on the move of several brokerage firms such as TD Ameritrade Inc. to offer commission free online exchange traded funds (ETF) trades in the U.S.
- Nearly Half Plan to Save Tax Refunds.
Moore, Rebecca // Plan Sponsor News; 2013, p138
The article presents the survey conducted by TD Ameritrade Inc., which showed that 47% of U.S. citizens plan to save their refund money while 44% intend to pay off debt.
- SS&C Buys OMS/ EMS from TD.
D'Antona Jr., John // Traders Magazine; Oct2011, Vol. 24 Issue 329, p42
The article reports on the acquisition of the thinklink order management system/execution management system (OMS/EMS) from the thinkorswim division of TD Ameritrade Inc. by Northeast vendor, SS&C Technologies Inc., which was renamed MarketTrader.
- Executive Moves.
D'Antona Jr., John // Money Management Executive; 7/26/2010, Vol. 18 Issue 30, p10
No abstract available.
- Younger Investors Optimistic about Future.
Ehrenfeld, Temma // Money Management Executive; 3/14/2011, Vol. 19 Issue 11, p5
The article presents advice from Stuart Rubinstein, managing director of client engagement at TD Ameritrade Inc., on the importance of teaching younger investors to handle their own budgets. He notes that teaching children simple financial lessons such as budgeting, balancing finances and saving...
- TD Ameritrade Scoops Up Breakaway Brokers.
Ackerman, Ruthie // American Banker; 7/26/2011, Vol. 176 Issue 114, p12
No abstract available.
- Financial Planning Software-Where to Begin?...
Ackerman, Ruthie // Journal of Financial Planning; Jul2010, Vol. 23 Issue 7, p12
The article offers information on the report entitled "FPA-ActiFi Adviser Technology Report: Financial Planning Software Edition," sponsored by TD Ameritrade Institutional Co., which adopts the necessity of using financial planning software in the U.S.
- When The Cuts Away, Mice Will Play.
Ackerman, Ruthie // Registered Rep; Mar2011, Vol. 35 Issue 3, p20
The article focuses on the financial issues between the Securities and Exchange Commission (SEC) and TD Ameritrade in the U.S.
- Sponsors to Showcase Technology Advances @ T3.
Bruckenstein, Joel P. // Financial Planning; Feb2012, Vol. 42 Issue 2, pB12
The article previews products and services to be featured by TD Ameritrade at the 2012 Technology Tools for Today (T3) Conference including its trading application programming interface (API), the VEO Open Access integration initiative for independent advisors, and the eSignature technology.
- Boomer RIAs lead the pack in succession planning.
Bruckenstein, Joel P. // Senior Market Advisor; 2012 Advisors Guide, Vol. 12 Issue 13, p52
The article presents a survey on succession plan of retiring independent registered investment advisors (RIAs) conducted by TD Ameritrade Institutional.
- TD Ameritrade Institutional's Aggressive Recruiting.
Ackermann, Matt; Korn, Donald Jay // Financial Planning; Dec2012, Vol. 42 Issue 12, p20
The article reports on the increase in the number of brokers added by TD Ameritrade Institutional to its platform for independent registered investment advisors in the fiscal year ending September 30, 2012.
- DRIP your way to growth.
Ackermann, Matt; Korn, Donald Jay // Consumer Reports Money Adviser; Oct2011, Vol. 8 Issue 10, p11
The article discusses dividend reinvestment plans (DRIPs). Shares in a DRIP can be held with the company that manages the plan, although thre are advantages to keeping them in a brokerage account. Several brokers including TD Ameritrade and Schwab let investors create a "synthetic" DRIP by...
- Ameritrade Talking Tech.
Wasserman, Todd // Brandweek; 10/4/2004, Vol. 45 Issue 35, p12
Provides information on the advertising campaign on 21st century technological advancements of Ameritrade. Description of the advertisement; Theme of the campaign; Estimate cost of the campaign.
- The Little Discount Brokerage That Could.
Gleeson, Jerry // Registered Rep Exclusive Insight; 5/8/2012, p4
The article features U.S. brokerage firm Scottrade whose registered investment advisor platform grew assets by 45% to 35 billion U.S. dollars in 2011 despite the lackluster performance of custodial firms almost across the board. It notes that Scottrade, which provides online discount brokerage...
- TD Ameritrade Educates.
DeLegge, Ron // Research; Jul2013, Vol. 36 Issue 7, p22
The article informs that brokerage firm TD Ameritrade Inc. has extended its exchange-traded fund (ETF) market center by adding a new knowledge center aimed at providing education to retail investors on the basic ETF investment strategies.
- TD Ameritrade.
Edelstein, Julia // Real Simple; Oct2012, Vol. 13 Issue 10, p162
The article focuses on TD Ameritrade Inc. Snapstock mobile application, which makes the process of stock buying easy and it is available for Android phone and iPhone.
- OFFSHORE TRADING.
Ashton, Marc // Finweek; 12/13/2012, p36
The article provides an answer to a question regarding SAXO account as a better option than TD Ameritrade Inc.
- INVESTMENT BROKERAGE FIRMS.
Ashton, Marc // San Diego Business Journal; 2/20/2006, Vol. 27 Issue 8, p14
A list of the top 20 investment brokerage firms in San Diego ranked by the number of local registered brokers as of December 1, 2005 is presented. The number 1 prime firm is the TD Ameritrade in Towne Center Drive, San Diego. Followed by Merill Lynch & Co., AIG Financial Advisor Inc., Girard...
- Advisers Are Optimistic About the Future.
Ashton, Marc // Journal of Financial Planning; Mar/Apr2010 Practice Management, p19
The article reports on the optimism of independent registered investment advisors (RIAs) towards the future of the financial services industry despite the economic downturn and possible regulatory changes in the U.S. Based on the survey conducted by TD AMERITRADE Institutional that was released...
- Defining a Standard of Care.
Schweiss, Skip // Journal of Financial Planning; May/Jun2010 Practice Management, p25
The article focuses on how the financial planners can define their roles to avoid confusion from the clients. It mentions that it is necessary for financial professionals to be informed about the issues and how to create a solution for these issues. It is also suggested that financial planners...
- Comparing Software Vendors.
Schulaka, Carly // Journal of Financial Planning; Sep/Oct2010 Practice Management, p24
The article focuses on the use of FPA-ActiFi Adviser Technology Series to compare vendors with the software solutions. It reveals that the series, sponsored by TD AMERITRADE Institutional, will include seven in-depth reports on a variety of software products, including Customer Relationship...
- How TD Ameritrade Is Planning for Tomorrow.
McCormick, John // Securities Industry News; 3/2/2009, Vol. 21 Issue 5, p1
An interview with Dave Kelley, chief operating officer (COO) of TD Ameritrade who is in charge of the company's strategic project management initiative, is presented. He cites the major integration challenges faced by the firm. He mentions the decision of TD not to increase its spending in...
- At Deadline.
McCormick, John // Money Management Executive; 8/9/2010, Vol. 18 Issue 33, p4
The article offers news briefs related to insurance in the U.S. Founder and manager of Genesis Fund John S. Lipton was sentenced to six years imprisonment after found guilty of tax evasion. A 10% decrease is planned on the 401(k) retirement savings plan contributions. Civil complaints were filed...
- TD CEO: No Need to Sell Broker Stake.
McCormick, John // American Banker; 12/22/2010, Vol. 175 Issue 196, p16
The article discusses prospects that Canada's Toronto-Dominion Bank might sell its holdings of the U.S. online brokerage TD Ameritrade Inc. before international banking regulations known as Basel III become effective.
- TD Ameritrade Supports Primary Fund With $50M.
McCormick, John // Money Management Executive; 9/29/2008, Vol. 16 Issue 37, p6
The article reports that TD Ameritrade will be giving an additional $50 million to support investors in the Reserve Funds' Primary Fund. The company initiated a redemption request from Primary Fund but the Securities and Exchange Commission granted the request of Reserve Funds to suspend...
- HOW TO DESIGN A NEW INCENTIVE.
Hall, Alison // Corporate Meetings & Incentives; Jan2011, Vol. 30 Issue 1, p24
The article discusses the factors to consider in a new incentive program. It states that Ken Juel, manager of incentive travel programs at TD Ameritrade Inc., has created a two programs for service employees and in three call centers including London, England; Forth Worth, Texas; and Omaha,...
- TD Ameritrade Offers UMAs.
Hall, Alison // Securities Industry News; 12/15/2008, Vol. 20 Issue 42, p3
The article focuses on the plan of TD Ameritrade Institutional to offer unified management account (UMA) programs with Placemark Investments as overlay manager. It is inferred that the program will allow the company to deliver the best managed account platform to advisers that would include tax...
- Term Sheets.
Hall, Alison // Bank Loan Report; 2/20/2006, Vol. 21 Issue 7, p4
The article provides information about the loan transactions of several companies in the U.S. as of February 20, 2006. The package amount for the loan of AmeriPath Inc. is 298.5 million dollars. Merrill Lynch & Co. Inc. was selected syndication agent in the loan deal of Ameritrade Inc. Wachovia...
- Happy Mediums.
Mitchell, Donna // Financial Planning; Sep2011, Vol. 41 Issue 9, p43
The article discusses the success of TD Ameritrade and Schwab as registered investment advisors (RIAs). Particular focus is given to the growth of RIAs and online brokerage segments of the financial advisory industry. The article cites the use of TD Ameritrade's self-directed investing tools by...
- Aiming to build more than a house in Irvington.
Wiener, Robert // New Jersey Jewish News; 5/12/2011, Vol. 65 Issue 19, p5
The article offers information on the housing projects of the Habitat for Humanity in Irvington, New Jersey. The non-profit has secured funding for the second home from brokerage firm TD Ameritrade Inc. and law firm LeClair Ryan. Volunteer Barry Wolfensohn has hoped to recruit more donors to...
- Chalk One Up for RIAs.
Eckblad, Marshall // Financial Planning; Jul2006, Vol. 36 Issue 7, p15
Highlights the results of the "Investor Perception Study 2006," a survey conducted by TD Ameritrade to determine investors' perception of Securities and Exchange (SEC) Rule 202 in the U.S. Unawareness that stockbrokers and investment advisers offer different levels of investor protection;...
- Investors Find Merrill Lynch Rule Unhelpful.
Eckblad, Marshall // Financial Planning; Jul2006, Vol. 36 Issue 7, p15
Reports on the results of a survey conducted by TD Ameritrade which determined U.S. investors' perception of the Securities and Exchange Commission disclosure statement. Percentage of the respondents who did not believe that it sufficiently informs clients of the client protection level...
- Doing Battle.
Bruckenstein, Joel P. // Financial Planning; May2010, Vol. 40 Issue 5, p91
The article offers tips from Martin Carmichael, chief security officer at TD Ameritrade, on maximizing information security for clients of investment advisors. He advises advisors to install security software on every computer as well as physical or hardware firewalls. In addition, drivers and...
- Ameritrade, New to Adviser Channel, Hones Edge.
Ackermann, Matt // American Banker; 3/26/2004, Vol. 169 Issue 59, p7
Ameritrade Inc., a well established online brokerage firm, says it is targeting investment advisers, large and small, to develop assets and build wallet share and is making rapid progress because of a big pricing advantage. Mr. James C. Wangsness, a senior vice president and the company's...
- Software Survey 2009.
McCall, Tommy // Financial Planning; Dec2009, Vol. 39 Issue 12, p52
The article presents the results of the third annual technology survey conducted by "Financial Planning." Most iPhone users are very satisfied with their smartphone while most Google Android users are dissatisfied with its performance. In custodians' and broker-dealers' technology offerings,...
- RIA SUCCESSION PLANS GEARING UP.
McCall, Tommy // Journal of Financial Planning; Jan/Feb2012 Practice Solutions, p17
A chart is presented that lists the percentage survey of Institutional Advisory Index of TD Ameritrade Inc. in 2010-2011 regarding the succession plan of 502 Rich Internet Applications (RIAs).
- Reeling in Breakaways Jerry Gleeson.
McCall, Tommy // Registered Rep; Mar2012, Vol. 36 Issue 3, p15
The article focuses on the financial performance of major custodians in the investment planning sector in the U.S. Charles Schwab Corp. continued to dominate the registered investment advisor (RIA) custodian market in 2011, despite a slow fourth quarter growth. Pershing Advisor Solutions LLC...