Citations with the tag: INVESTMENT advisors

Results 1 - 50

• Top 25 financial advisers in Florida.
   // Bond Buyer; 11/17/97 Supplement Florida, Vol. 322, p48A 

  Enumerates the top financial and investment advisers in Florida ranked based on principal amount of long-term bonds issued from January 1 through September 30, 1997. Includes Ponder & Co.; Public Financial Management Inc.; Rauscher Pierce Refnes Inc.

• Despite high ratings, Ohio bonds have difficult time generating income.
  Polyak, Ilana // Bond Buyer; 03/11/98, Vol. 323 Issue 30348, p12 

  Focuses on the strategies employed by fund managers in Ohio to improve their fund's ability to generate income. Includes focus on current coupon bonds to amass yield; Exploitation of weaknesses in the bond market.

• Top Negotiated Senior Managers: All of 2001.
  Polyak, Ilana // Bond Buyer; 1/2/2002, Vol. 339 Issue 31295, p32 

  Presents information related to ranking of Investment advisers in the negotiated issues sector in the U.S. as of January 2, 2003. Amount of bond issues handled by Merrill Lynch &Co.; Number of bond issues dealt in by Goldman Sachs & Co.; Ranking of Lehman Brothers Inc. for the year 2001.

• Top Senior Managers: All of 2001.
  Polyak, Ilana // Bond Buyer; 1/2/2002, Vol. 339 Issue 31295, p32 

  Presents information related to ranking of investment advisers in the U.S. as of January 2, 2003. Amount of bond issues handled by Merrill Lynch &Co.; Number of bond issues dealt in by Goldman Sachs & Co.; Ranking of Lehman Brothers Inc. for the year 2001.

• Top Co-Managers: All of 2001.
  Polyak, Ilana // Bond Buyer; 1/2/2002, Vol. 339 Issue 31295, p32 

  Presents information related to ranking of co-managers of investment advisers in the U.S. as of January 2, 2003. Amount of bond issues handled by Merrill Lynch &Co.; Number of bond issues dealt in by Goldman Sachs & Co.; Ranking of Lehman Brothers Inc. for the year 2001.

• Top Financial Advisers: All of 2001.
  Polyak, Ilana // Bond Buyer; 1/2/2002, Vol. 339 Issue 31295, p33 

  Presents information related to ranking of investment advisers in the U.S. as of January 2, 2003. Amount of bond issues handled by First Southwest Co.; Number of bond issues dealt in by the Government Finance Associates Inc.; Ranking of P.G. Corbin & Co. for the year 2001.

• Top Small-Issue Senior Managers: All of 2001.
  Polyak, Ilana // Bond Buyer; 1/2/2002, Vol. 339 Issue 31295, p33 

  Presents information related to ranking of investment advisers in the small issue sector in the U.S. as of January 2, 2003. Amount of bond issues handled by RBC Dain Rauscher; Number of bond issues dealt in by the Roosevelt & Cross Inc.; Ranking of U.S. Bancorp Piper Jaffray Inc. for the year 2001.

• Top Bond Counsel: All of 2001.
  Polyak, Ilana // Bond Buyer; 1/2/2002, Vol. 339 Issue 31295, p33 

  Presents information related to ranking of investment advisers in the U.S. as of January 2, 2003. Amount of bond issues handled by Chapman & Cutler; Number of bond issues dealt in by Fulbright & Jaworski; Ranking of Nixon Peabody LLP for the year 2001.

• Top Small-Issue Senior Managers: First Quarter 2002 .
  Polyak, Ilana // Bond Buyer; 4/1/2002, Vol. 339 Issue 31355, p43 

  Presents a chart depicting the top small-issue senior money managers in the U.S. for the first quarter of 2002.

• Top Competitive Senior Managers: First Quarter 2002 .
  Polyak, Ilana // Bond Buyer; 4/1/2002, Vol. 339 Issue 31355, p43 

  Presents a chart depicting the top competitive senior managers in the U.S. for the first quarter of 2002.

• Top Negotiated Senior Managers: First Quarter 2002 .
  Polyak, Ilana // Bond Buyer; 4/1/2002, Vol. 339 Issue 31355, p43 

  Presents a chart depicting the top negotiated senior managers in the U.S. for the first quarter of 2002.

• FOFA reforms create vehicle for platforms to manage opt-in.
  Pokrajac, Milana // Money Management; 5/19/2011, Vol. 25 Issue 18, p9 

  The article reports on the opportunity for platform providers to manage and run the opt-in requirement once the Government's Future of Financial Advice (FOFA) reforms package is implemented in Australia.

• Demand accelerates for third-party investment oversight.
  Pokrajac, Milana // American Banker; 11/04/96 Supplement, Vol. 161, p3A 

  Highlights the growth of demand for investment management services. Household assets managed by third-party investment managers; Percentage of assets managed from 1980 to 1995; Forecast from 1996 to 2000.

• 401(k)s drive growth in money management biz.
  Goldstein, Michael L.; Freedman, Jonathan // Orange County Business Journal; 11/04/96, Vol. 19 Issue 45, p25 

  Reports on growth in the United States money management industry and its relation to retirement plans, employee-funded and employee-controlled retirement plans. Alterations to the philosphy behind corporate retirement plans; Products launched in the money management industry.

• Chicago's largest money managers.
  Ramirez, Cecilia; Tresness, Melissa // Crain's Chicago Business; 1996 Top Business Lists, Vol. 18 Issue 51, p167 

  Presents statistical information on Chicago's largest money managers ranked by total assets managed.

• Chicago's largest money managers.
  Lyon, Paula; Carriere, Rebecca // Crain's Chicago Business; 8/26/96, Vol. 19 Issue 35, p17 

  No abstract available.

• Chicago's largest money managers.
  Lyon, Paula; Carriere, Rebecca // Crain's Chicago Business; 12/30/96 Book of Lists, Vol. 19 Issue 53, p73 

  Presents statistics on the largest money managers in Chicago, Illinois, which were ranked by total assets managed.

• Chicago's largest money managers.
  Lyon, Paula; Carriere, Rebecca // Crain's Chicago Business; 12/30/2002, Vol. 25 Issue 52, p67 

  Presents a list of investment advisors based on total assets managed as of June 30, 2002 in Chicago, Illinois. Reported increase in total assets managed in the financial year; Types of accounts managed by the companies.

• CRAIN'S LIST: CHICAGO'S LARGEST MONEY MANAGERS.
  Lyon, Paula; Carriere, Rebecca // Crain's Chicago Business; 8/27/2007, Vol. 30 Issue 35, p25 

  No abstract available.

• Top 20 investment brokers.
  Barbarello, Kathleen // Central New Jersey Business; 3/22/95, Vol. 8 Issue 6, p36 

  Presents a chart listing the top 20 investment brokers operating in the central New Jersey area.

• Guide to buying stocks for first-time investor.
  Halverson, Guy // Christian Science Monitor; 3/6/95, Vol. 87 Issue 68, p8 

  Gives tips to a first-time investor on the purchase of stocks.

• 'Property managers fail clients'
  Halverson, Guy // Money Marketing; 7/31/2003, p2 

  Reports on the shortcomings of property fund managers to investors in Great Britain. Lack of ability to cope with transactional complexities; Lack of expertise.

• IFAs spend only 35% of their time in giving advice.
  Halverson, Guy // Money Marketing; 8/7/2003, p12 

  Cites the result of an on-line survey pertaining to independent financial advisers (IFA) in Great Britain. Claim that IFA spend only 35% of their time in giving advice; Factors that could improve this situation.

• When will it stop?
  Halverson, Guy // Money Marketing; 8/7/2003, p21 

  Focuses on the attempt of the Financial Services Authority to organize financial advice into advice based in different stages of life in Great Britain.

• Seek support.
  Malle, Dev // Money Marketing; 2/11/2010, p35 

  No abstract available.

• Check on the back books.
  Clarke, Richard // Money Marketing; 4/1/2010, p26 

  In this article the author discusses the significance of developing a detailed plan to control adviser behavior in Great Britain.

• How to best evaluate your investment manager.
  Goldwasser, Edgar L. // Indianapolis Business Journal; 8/30/93, Vol. 14 Issue 22, p13B 

  Provides guidelines for evaluating investment managers. Investment philosophy; Background of the money management organization; Verification of long and short-term performance; Communication with clients.

• Investment managers can help sift through complicated choices.
  Goldwasser, Edgar L. // Indianapolis Business Journal; 8/29/94, Vol. 15 Issue 22, Banking & Financial... p13B 

  Discusses matters pertinent to professional investment advisers. Why they are needed; Evolution of the industry; What they offer; Basic steps in a long-term investment strategy.

• Wall Street analysts' ranks thin.
  Maurer, Katie // Indianapolis Business Journal; 3/24/2003, Vol. 24 Issue 2, p3 

  Reports that stock and investment analysts in the U.S. are losing their jobs in record numbers. Decline in investment activity; Downsizing of research departments of investment companies; Rise in conflict-of-interest scandals in top securities firms.

• WHO'S WHO BEHIND THE SCENES.
  Schnitzler, Peter // Indianapolis Business Journal; 10/6/2003, Vol. 24 Issue 30, p44A 

  Presents the qualifications of several Indianapolis, Indiana-based financial advisers. Faraz Abassi of Centerfield Capital Partners; Debora Bennett of Oxford Financial Group Ltd.; John Bourquard of BKD LLP; Gail Bradley of Metro Region First National Bank and Trust.

• Here's how honorees were identified.
  Schnitzler, Peter // Indianapolis Business Journal; 10/6/2003, Vol. 24 Issue 30, p53A 

  Outlines the process used in the selection of financial advisers for inclusion in the 'Indianapolis Business Journal's' 2003 list of Whos's Who Behind the Scenes in Banking and Financial Services.

• How top money managers invest.
  Kane, Leslie // Medical Economics; 03/23/98, Vol. 75 Issue 6, p181 

  Presents information on tips from money managers on how to invest. Reason private money managers favor value stocks; Comments from Joe Pecoraro, of PVG Asset Management in Golden, Colorado; How to find companies with good products; Reference to companies who gained profits from growth stocks. ...

• A special rule book for acquiring investment advisers.
  Brown, Meredith M.; Campbell, Woodrow W. // Mergers & Acquisitions: The Dealermaker's Journal; Sep/Oct93, Vol. 28 Issue 2, p41 

  Gives advice on the acquisition of investment advisers. Factors behind the increased acquisition activity; Structure of the acquisition; Issues under regulatory laws; Financing; Acquisition agreement; Due diligence issues. INSET: Behind the glamour..

• Top 100 pension fund managers.
  Brown, Meredith M.; Campbell, Woodrow W. // National Real Estate Investor; 09/01/98, Vol. 40 Issue 9, p134 

  Presents the top 100 pension fund managers in the United States as ranked by Nelson Information Inc., based on real estate assets managed as of July 28, 1998. Includes Lend Lease Real Estate Investments; Principal Life Insurance Co.; CIGNA Investment Management, Real Estate; LaSalle Advisors...

• Long-term investors the worst currency traders.
  Gorman, Joseph E. // Pensions & Investments; 5/1/95, Vol. 23 Issue 9, p10 

  Opinion. Focuses on investment managers. Reputation; Types; Global exposure of pension plans; Uses of targeted currencies.

• More money managers looking for partners.
  Cardona, Mercedes M. // Pensions & Investments; 5/1/95, Vol. 23 Issue 9, p40 

  Focuses on merger transactions in the investments industry in the United States in 1995. Valuation of deals; Market segments; Organization of mutual fund assets; Joint ventures; Comments from industry executives.

• Who manages the money?
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p18 

  Presents graphs showing the share of individual types of investment advisers in total money managed. Investment counselors; Banks or trust companies; Insurance companies.

• Managers ranked by tax-exempt assets.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p20 

  Ranks investment advisers according to tax exempt assets as of January 1, 1995. Includes Wells Fargo Nikko; State Street Bank & Trust; Bankers Trust.

• Special report: Money managers.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p26 

  Lists several investment advisers. Includes Abacus Financial Group; Abbott Capital Management; Acacia Realty Advisors Inc.

• 25 largest independent managers.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p26 

  Presents the top 25 American independent money managers. Includes Fidelity Investments; PIMCO Advisors; INVESCO North America.

• 25 largest enhanced index managers.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p42 

  Presents the 25 enhanced American index managers. Includes Lincoln Capital; J.P. Morgan; Pacific Investment.

• 25 largest mortgage managers.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p55 

  Presents the 25 largest American mortgage managers. Includes Prudential Asset; Cigna Investments; Principal Financial Group.

• 25 largest GIC providers.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p59 

  Presents the 25 largest GIC providers. Includes Prudential; New York Life; Principal Financial.

• 25 largest dedicated/immunized managers.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p71 

  Presents the 25 largest dedicated/immunized American managers. Includes Prudential Fixed Income; J.P. Morgan; Met Life.

• Largest Canadian investment managers.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p86 

  Presents the largest Canadian investment managers. Includes TAL; Phillips Hager & North; Sceptre Investment.

• 10 largest wrap managers.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p86 

  Presents the 10 largest wrap managers. Includes Nicholas-Applegate; State Street Research; Rittenhouse Financial.

• Firms accepting separate accounts of less than $1 million.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p92 

  Presents money managers accepting separate accounts of less than $1 million. Includes Addison Capital; Aetna Life & Casualty; Fred Alger.

• Top 250 managers ranked by total assets.
  Cardona, Mercedes M. // Pensions & Investments; 5/15/95, Vol. 23 Issue 10, p100 

  Presents the top 50 money managers, ranked by total assets. Includes Fidelity Investments; Bankers Trust; State Street Bank.

• Funds dizzy at frantic pace of manager mergers.
  Price, Margaret // Pensions & Investments; 1/8/96, Vol. 24 Issue 1, p3 

  Reports on the changes brought about by the torrid pace of money manager mergers and acquisitions in the United States. Transaction participants involved in the mergers; Issues that need to be addressed by pension managers.

• Managers expect good things from Asia in new year.
  Price, Margaret // Pensions & Investments; 1/8/96, Vol. 24 Issue 1, p8 

  Presents better trading prospects for portfolio managers in non-United States equities for the year 1996.

Next 50 Results