TITLE

Advisers could force issue to bring in re-reg

PUB. DATE
June 2009
SOURCE
Money Marketing;6/11/2009, p8
SOURCE TYPE
Periodical
DOC. TYPE
Proceeding
ABSTRACT
Information about the topics discussed during the Platform Evolution conference which was held in London, England is presented. Topics include the possible impact of the financial advisors' cancellation of using the platform to their respective clients and the significance of re-registration. The conference was spearheaded by Steve Tully, Financial Services Authority's (FSA) senior associate for investment policy.
ACCESSION #
42539243

 

Related Articles

  • The easy option. Kean, Tom // Money Marketing;12/18/2008, p19 

    The author reflects on the retail distribution review (RDR) statement of the Financial Services Authority (FSA) in its 2008 conference in Great Britain. He emphasizes the impact of a free-only model, including offerings from banks and other free-only independent financial advisors (IFA)...

  • Trainee IFAs can advise as they study. Blackmore, Nicole // Money Marketing;1/22/2009, p7 

    Information about several topics discussed at the Association of British Insurers (ABI) retail distribution review (RDR) conference held in January 2009 in Great Britain is presented. Topics include the decision of the Financial Services Authority (FSA) to allow trainee independent financial...

  • Advisers hit back at regulator's stance on protection. Blackmore, Nicole // Money Marketing;7/16/2009, p7 

    Information about several papers discussed at the Personal Finance Society retail distribution review (RDR) conference in Great Britain is presented. Topics include the reaction of the financial advisers on the position of the Financial Services Authority (FSA) for the protection industry. It...

  • Aifa wants clarity on overlap. Blackmore, Nicole // Money Marketing;1/22/2009, p7 

    Information about the Association of British Insurers (ABI) retail distribution review (RDR) conference held in January 2009 in Great Britain is presented. The Association of Independent Financial Advisers (AIFA) demanded for clarity on overlap between the independent professional standards...

  • Accountancy firms face huge rises in cap ad. Blackmore, Nicole // Money Marketing;1/22/2009, p7 

    Information about several topics discussed at the Association of British Insurers (ABI) retail distribution review (RDR) conference held in January 2009 in Great Britain is presented. Topics include the huge increases in capital adequacy confronting accounting companies with a small number of...

  • FSA to address CSA conference.  // Credit Management;Sep2012, p6 

    The article offers information on the Credit Services Association and Debt Buyers and Sellers Group's 2012 Annual Conference to be addressed by Financial Services Authority's Consumer Credit Policy Team at the Hilton Birmingham Metropole on September 5 and 6, 2012.

  • Retail review kicks off. MacMillan, Paul // Money Marketing;1/11/2007, p64 

    The article offers information on the meeting of the Financial Services Authority that will address issues on the future of the financial services sector.

  • Deadline is welcomed for re-reg. Stodell, Hannah // Money Marketing;4/1/2010, p5 

    The article reports on the decision of the Financial Services Authority (FSA) to force platforms to allow assets to be re-registered off their platform by the time the RDR is imposed in Great Britain.

  • Payment ban splits firms. Scott, Tracey // Money Marketing;4/1/2010, p8 

    The article reports on the Financial Services Authority's (FSA) plan to ban any payments between providers and platforms in Great Britain.

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics