'Not to Be' Is No Longer an Option

Adkins, Rick
November 2010
Journal of Financial Planning;Nov2010, Vol. 23 Issue 11, p32
Academic Journal
In this article the author discusses the requirement for financial planners to disclose to clients any legal or disciplinary event related to them in the U.S. He states that the search for loopholes and ways to abdicate the disclosure must not be tolerated. The author notes that the interest of clients must be represented by public servants above their own.


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