Code comfort

Reid, Robert
July 2009
Money Marketing;7/9/2009, p29
In this article, the author discusses the importance of ethics code in the financial services industry in Great Britain. He says that financial advisers should assure that ethics code are truly in practice. He suggests that the model code in the retail distribution review (RDR) must be edited and translated for the public.


Related Articles

  • MONEY MANAGEMENT FIRMS. Bengtson, Stacey // San Diego Business Journal;6/27/2005, Vol. 26 Issue 26, p28 

    Provides a list of San Diego, California-based money management firms ranked by total assets managed companywide for fiscal 2004. Company address; Contact information; Financial products offered; Minimum investment account; Mutual funds; Local portfolio; Year established locally.

  • Looking for the money tree. MacAlister, Philip // Metro (NZ);Nov2007, Issue 316, p68 

    The article offers information regarding the financial industry and advisers of Auckland, New Zealand. It refers to the concerns raised by the groups like Exposing Unacceptable Financial Advice (EUFA) on financial advises, and asserts that many advisors never recommended finance company...

  • Talking business. Ejdelbaum, Henry // Mortgage Strategy;10/2/2006, p55 

    The article focuses on the profitability of commercial mortgages. The commercial mortgage market proves to be a lucrative segment for financial advisers and residential mortgage consultants. The two methods in conducting commercial mortgages are the short-term option and the long-term option....

  • Fund Manager Stats. Rattiner, Jeffrey H. // Financial Planning;Jul2003, Vol. 33 Issue 7, p98 

    Discusses criteria for evaluating mutual fund managers. Fund manager returns; Ability to minimize risk; Relief average.

  • If salespeople were remunerated only by contacting clients each year, would misselling occur? Hargreaves, Peter // Money Marketing;4/8/2004, p29 

    Points out that pension misselling in Great Britain is due to the financial services industry being sales-driven. Tendency to equate to high commission inappropriate and complicated products and no after-sales service.

  • DB deficit at tipping point. York, Nicola // Money Marketing;8/20/2009, p10 

    The article offers information on the result of the research concerning the number of financial providers which are unable to pay off their pensions in Great Britain. The research shows that over 100 companies have reached a tipping point because they are likely to spend as much as paying...

  • Who dares wins. McKenna, Ian // Money Marketing;5/11/2006, p48 

    The article examines the role of technology in establishing long-term value within financial adviser firms in Great Britain instead of vesting so much of that value with individual advisers. It is argued that any shift to a different business model by the adviser firm is not enhancing value in...

  • True business value. Olive, Simon // Money Marketing;5/11/2006, p57 

    The article advises those in the financial services industry in Great Britain that marketing a business mainly on its financial performance can often lead to it being undervalued. When selling a business to another, basing valuations on financial measures such as multiple of trail or commission...

  • NEWS IN BRIEF.  // Money Marketing;2/23/2006, p2 

    The article reports on developments regarding finance companies in financial services industry in Great Britain. Standard Life has recruited a team of around 50 specialist financial planners to build a saving and investments team to back its wrap platform ahead of its planned summer float....


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics