TITLE

The custard clause

AUTHOR(S)
Marr, Julian
PUB. DATE
July 2009
SOURCE
Money Marketing;7/2/2009, p31
SOURCE TYPE
Periodical
DOC. TYPE
Opinion
ABSTRACT
In this article the author comments on the quality and reliability of the financial services regulations by the Financial Services Industry in Great Britain. The regulation assures the reliability of financial advisers in helping investors make decisions that will help them strive through whatever catastrophe the market will encounter. Moreover, it is also aimed at protecting consumers from fraudulent activities of some advisers.
ACCESSION #
43257067

 

Related Articles

  • Money Management: Planner paper trail widens. Taylor, Mike // Money Management;11/8/2007, Vol. 21 Issue 42, p12 

    The author reflects on the knowing your client (KYC) requirements under the Anti Money Laundering/Counter Terrorism Financing (AML/CTF) legislation in Australia. He discusses the implication of the AML/CTF legislation for investment advisers as well as the reasons why the legislation was...

  • 'A victory for the majority'.  // Money Marketing;7/28/2011, p16 

    The article discusses the author's view on the introduction of a 15 year long-stop for Independent Financial Advisers (IFA) by the Treasury select committee in Great Britain.

  • 'An erosion of consumer protection'.  // Money Marketing;7/28/2011, p17 

    The article argues with the introduction of a 15 year long-stop for Independent Financial Advisers (IFA) by the Treasury select committee in Great Britain.

  • Regulation is harming IFAs says BDO LLP report. Akhtar, Tanzeel // Fundweb;12/3/2012, p13 

    The article reports that according to a recent survey by consultancy BDO LLP, regulatory pressure on independent financial advisors (IFAs) is having a negative impact on their ability to offer advice. It says that this may lead to increased recommendations of cash-based products in comparison to...

  • Reasonable doubts. HAMILTON, PETER // Money Marketing;10/2/2014, Issue 1455, p44 

    The article elaborates on the concern of several financial advisers over the efficiency of the Financial Ombudsman Service (FOS) in dealing with client complaints in Great Britain. Topics covered include the FOS' duties under the Financial Services and Markets Act of 2000, the options that...

  • Special agents. Hamilton, Peter // Money Marketing;10/2/2008, p53 

    The article focuses on the controversy over the commission disclosure under the Financial Services Act 1986 in Great Britain. The disclosure of commission was complicated by the soft commission and other benefits provided to independent financial advisers (IFAs). It is difficult to monitor...

  • Jumping through hoops. Mace, Janine // Money Management;8/10/2006, Vol. 20 Issue 29, p16 

    The article compares financial planning regulations in Australia and in Great Britain. Industry debate in Australia has centers on fee versus commissions while debate in Britain focuses on types and quality of advice and products offered to clients. British advisers marketing themselves as...

  • A sophisticated approach. Hilton, Nick // Money Management;10/7/2010, Vol. 24 Issue 37, p21 

    In this article, the author discusses the changes within the wealth advisory industry and the existence of corporate model in Australia in 2010. He notes that these changes represent the most relevant industry effect since the introduction of the Financial Services Reform Act in 2001. He...

  • Prudent delay. Storniolo, Cecilia // Money (Australia Edition);Aug2013, Issue 159, p63 

    The article reports on the issuance by the Australian government of new regulations after close of business on June 28, 2013 which stipulates that certain banned conflicted remuneration, part of the Future of Financial Advice (FoFA) reforms, will not start until July 1, 2014.

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics