September 2007
Financial & Insurance Meetings;Sep/Oct2007, Vol. 43 Issue 5, p9
Trade Publication
An interview with Christopher Myers, co-chairman of the Global Compliance and Governance National Practice Team is presented. When asked about the status of the revisions of NASD, which is now called Financial Industry Regulatory Authority's 3060 gift and entertainment regulations for SEC approval, he says that SEC has yet to announce a deadline for the revisions but they are still positive that it will be approved. He also says that once this is approved, there will be significant changes in the way the companies monitor and track marketing activities.


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