Cart This Cartel to the Dumpster
- SEC's Ratings Rules Get Mixed Reviews. Kellerhals, Richard // High Yield Report;9/28/2009, Vol. 20 Issue 39, p18
The article reports that proposed rules by the U.S. Securities and Exchange Commission (SEC) for ratings agencies have received a mix review from market participants. Majority of market participants are optimistic about the regulation, which would require agencies to provide more transparency to...
- SEC Review Of Raters In the Works. Hume, Lynn // Bond Buyer;3/21/2002, Vol. 339 Issue 31349, p1
Reports the plan of the U.S. Securities and Exchange Commission to launch a review of credit rating agencies. Evaluation to determine the need for oversight or regulation on governmental affairs; Relevance of the evaluation to identify the role of rating agencies; Remarks of Commissioner Isaac...
- Panel: SEC Should Draft Standards for Raters. Hume, Lynn // Bond Buyer;10/8/2002, Vol. 342 Issue 31487, p5
Focuses on the recommendation given by the Senate Governmental Affairs Committee to the U.S. Securities and Exchange Commission (SEC) on credit ratings. Need of SEC to set standards for credit rating agencies; Failure of SEC and rating agencies to uncover the financial problems of Enron Corp.;...
- SEC moves toward tougher oversight for credit agencies. Needham, Vicki // Hill;5/19/2011, Vol. 18 Issue 68, p22
The article reports on the proposal of the U.S. Securities and Exchange Commission (SEC) in seeking public comment concerning rules on tougher oversight for credit-rating firms.
- SECURITIES AND EXCHANGE COMMISSION. Murphy, Elizabeth M. // Federal Register (National Archives & Records Service, Office of;10/3/2011, Vol. 76 Issue 191, p61121
The article focuses on the proposed National Market System Plan by the U.S. Securities and Exchange Commission (SEC) to address market volatility in the country.
- SEC Proposes New Rules for Raters. Quigley, Joan // Bond Buyer;5/19/2011, Vol. 376 Issue 33520, p1
The article reports on the approval of the proposed rules under the 2006 Credit Rating Agency Reform Act that would strengthen the transparency of credit ratings and the supervision of rating agencies by the U.S. Securities and Exchange Commission.
- Don't Give Up NRSROs, Groups' Lawyers Tell SEC. Hume, Lynn // Bond Buyer;11/22/2002, Vol. 342 Issue 31519, p5
Reports on bond and mutual fund trade groups' request to the U.S. Securities and Exchange Commission (SEC) to stop designating as nationally recognized statistical rating organizations (NRSRO) those credit rating agencies whose ratings can be used to help market participants comply with...
- Corporate Disclosure of Credit Rating Agency Relationships. Barlas, Stephen // Strategic Finance;Dec2009, Vol. 91 Issue 6, p22
The article discusses a proposal from the U.S. Securities and Exchange Commission (SEC) concerning disclosure of credit ratings. The SEC wants to require mandatory disclosure of ratings assigned by ratings agencies to debt and convertible-debt securities, as well as to preferred stock. Any...
- SEC to Propose Removing Ratings in Rule Amendments. Hume, Lynn // Bond Buyer;3/3/2011, Vol. 375 Issue 33476, p4
The article reports on the unanimous agreement of the U.S. Securities and Exchange Commission (SEC) to propose amendments to its Rule 2a-7 that would remove all credit rating references from the rule requiring money market funds to invest in high-quality and liquid short-term securities.