TITLE

Taking the Risk Out of Mutual Fund Compliance

AUTHOR(S)
Levering, Jeff
PUB. DATE
March 2008
SOURCE
Securities Industry News;3/24/2008, Vol. 20 Issue 12, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Editorial
ABSTRACT
The author comments on the lack of transparency in mutual fund trading. He cites problems associated with the current system, such as overcharged commissions due to the lack of reliable information on fund policies, like rights of accumulation and letter of intent when selling a fund. He suggests how firms could improve mutual fund compliance.
ACCESSION #
31509731

 

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