TITLE

AN ANALYSIS OF THE SECTION 3(a)(10) EXEMPTION UNDER THE SECURITIES ACT OF 1933 IN THE CONTEXT OF THE PUBLIC OFFERING COMPONENT OF SECTION 3(c)(1) OF THE INVESTMENT COMPANY ACT OF 1940

AUTHOR(S)
Holzapfel, Marc F.
PUB. DATE
May 2003
SOURCE
Fordham Journal of Corporate & Financial Law;2003, Vol. 8 Issue 2, p427
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Focuses on the relationship between section 3(c)(1) of the U.S. Investment Company Act of 1940 and section 3(a)(10) of the Securities Act of 1933, as amended. Analysis of the section 3(a(10) exemption under the Securities Act of 1933; Provisions of the legislation; Implications of section 3(c)(1) for companies being able to or not being able to rely on the section 3(a)(10) exemption.
ACCESSION #
9896639

 

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