Former Muni Overseer Exits SEC; Harlan to Join Accounting Board
- Donaldson: Trade-Through Rule Essential. // Traders Magazine;Apr2005, Vol. 18 Issue 238, p16
Reports on the testimony of Securities and Exchange Commission Chairman's William Donaldson to Congress on the controversial trade-through reform plan in the U.S. Consideration of the vested interest about competition between markets; Establishment of the best prices for stock trading; Reform of...
- Donaldson's Goals: More Agency Efficiency, Corporate Ethics. Hume, Lynn // Bond Buyer;3/3/2003, Vol. 343 Issue 31584, p5
Reports on U.S. Securities and Exchange Commission chairman William H. Donaldson's priorities for the agency. Donaldson's internal and external goals for the agency; Analogy of military's strategy to illustrate the agency's ideal strategy; Need to properly utilize increased funding from the...
- William Donaldson Is New SEC Chair. Barlas, Stephen; Chamberlain, Jim; Randall, Bob; Verschoor, Curt; Williams, Kathy // Strategic Finance;Mar2003, Vol. 84 Issue 9, p17
The article announces that William Donaldson was appointed as chairman of the U.S. Securities and Exchange Commission.
- Proxy access reinforces the capitalist way. Anson, Mark // Pensions & Investments;11/16/2009, Vol. 37 Issue 23, p12
The article comments on the proposed rule entitled "Facilitating Shareholder Director Nominations" released by the U.S. Securities & Exchange Commission (SEC). The proposed rule is aimed to give shareholders limited access to the proxy statement of the company in order to nominate candidates to...
- Money Management. Weinstock, Matthew // Government Executive;Apr2003, Vol. 35 Issue 4, p35
This article states that in order to restore public confidence in the nation's financial markets, William Donaldson must revive a deflated U.S. Securities and Exchange Commission (SEC). During the confirmation hearing of Donaldson on February 5, 2003, several senators told him exactly what they...
- As I See It. Dodgson, Gregory E.V. // Grand Rapids Business Journal;10/27/2003, Vol. 21 Issue 43, p37
Reports on the meeting of U.S. Securities and Exchange Commission (SEC) on October 29, 2003 about restrictions on shorting the stock of large companies and tighter rules for shorting smaller firms' shares. Method proposed by the SEC for brokers to identify whether a short sale can be placed in...
- SEC Chief on Market Structure Reform. // Traders Magazine;Nov2003, Vol. 16 Issue 218, p10
Reports on a statement made by U.S. Securities and Exchange Commission (SEC) chairman William Donaldson regarding market structure reform. Remarks made during Donaldson's appearance before the Senate Subcommittee on Securities and Investments; Donaldson's remarks stating the SEC does not expect...
- Securities in registration: Equity. // Investment Dealers' Digest;06/15/98, Vol. 64 Issue 24, p38
Focuses on a listing of proposed offerings for companies which have been registered with the United States Securities and Exchange Commission (SEC). Names of the companies; Business conducted by the companies; Dates issues were filed with the SEC; Managers of the issues.
- The road to hell. Neuman, Ray // Corporate Detroit;Nov94, Vol. 12 Issue 11, p48
Comments on violations of the United States Securities and Exchange Commission's Rule 16 covering the buying and selling of company stocks. Examination of transactions; Requirements; Insider information.