TITLE

Lazard, Stephens ex-officials charged with fraud by SEC

AUTHOR(S)
McKenna, Jon; McEntee, Christopher
PUB. DATE
November 1997
SOURCE
Bond Buyer;11/21/97, Vol. 322 Issue 30278, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the US Securities & Exchange Commission's (SEC) charges against two former Lazard Freres & Co. and a former Stephens Inc. vice president in the wake of a two-year pay-to-play investigation into early 1990s bond deals in Georgia and Florida. Federal securities laws allegedly violated in the funneling of money by the former Lazard executives; Response of the executives on the SEC charges.
ACCESSION #
9712124243

 

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