TITLE

IRS and SEC to merge efforts in yield-burning probes

AUTHOR(S)
McEntee, Christopher
PUB. DATE
November 1997
SOURCE
Bond Buyer;11/18/97, Vol. 322 Issue 30275, p8
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Relates the cooperation between the Securities & Exchange Commission (SEC) and the Internal Revenue Service (IRS) in the investigation of bond issues that are subject to yield-burning probes. Tendency of some bond issuers to grant waivers to the IRS; Experience of discovery of fraud by SEC lawyer Curtis Young.
ACCESSION #
9712124191

 

Related Articles

  • IRS Joins Stock Options Task Force. Taylor, Colleen // Electronic News;9/1/2006, p48 

    The article reports on the decision of the U.S. Internal Revenue Service (IRS) to aid the local stock options backdating task force in Silicon Valley, California spearheaded by Attorney for Northern California Kevin V. Ryan. The goal of the task force is to investigate stock option backdating...

  • IRS Auditing Charter School Operator that Settled with the SEC. Jagoda, Naomi // Bond Buyer;9/3/2014, Vol. 1 Issue 34171, p1 

    The article reports on the U.S. Internal Revenue Service (IRS) decision to audit bonds issued for UNO Charter School Network Inc. and the United Neighborhood Organization of Chicago, Illinois in 2011 that settled securities fraud charges with the U.S. Securities and Exchange Commission in June...

  • TEXAS: Obeying the SEC. Albanese, Elizabeth // Bond Buyer;1/22/2002, Vol. 339 Issue 31308, p37 

    Reports on the plans of two former Arlington City Council members to close their investment management business as a result of securities fraud lawsuit by the U.S. Securities and Exchange Commission. Allegations against companies involved in the fraud.

  • Dates set for SEC trials in cases over '93, '94 deals in Orange County. Hume, Lynn // Bond Buyer;01/26/99, Vol. 327 Issue 30565, p25 

    Focuses on United States Securities and Exchange Commission's (SEC) disclosure-related enforcement case against five issuers in Orange County, California. Small cities and school districts' determination to fight SEC charges; Violation of securities fraud laws through negligence.

  • SEC charges 3 issuers, others over land-backed deals. Marois, Michael B.; Hume, Lynn Stevens // Bond Buyer;02/04/98, Vol. 323 Issue 30324, p1 

    Reports on the US Securities & Exchange Commission's (SEC) securities fraud charges against three small central California issuers of land-backed bonds. SEC action against a financial adviser and real estate appraiser for defrauding investors who bought Mello-Roos and Marks-Roos bonds issued...

  • Financial shell game in Florida County sparks SEC charges. Reynolds, Katherine M. // Bond Buyer;09/30/97, Vol. 321 Issue 30241, p6 

    Reports on the securities dealers in Escambia County, Florida charged with fraud by the US Securities & Exchange Commission (SEC). Excess markups made by the charged dealers; Start of public administrative proceedings against the dealers.

  • Mississippi localities settle; lawyer sued in SEC case. Hume, Lynn Stevens; McKenna, Jon // Bond Buyer;07/14/98, Vol. 325 Issue 30434, p1 

    Reports on the United States Securities and Exchange Commission's settlement of securities fraud charges against 38 counties, cities and town in Mississippi for failure to disclose the risk that 73 municipal note issues were not tax-exempt. Terms of the settlement; Attempt to maintain the...

  • SEC Brief Blasts Miami Officials. Hume, Lynn; Sigo, Shelly // Bond Buyer;05/23/2000, Vol. 332 Issue 30897, p1 

    Reports on the securities fraud case filed by the United States Securities and Exchange Commission (SEC) against Miami, Florida. Inability of the city to be responsible about its bond holders; Brief filed by the SEC.

  • ... Blotter... Gleeson, Jerry // REP.;Nov2012, Vol. 36 Issue 11, p18 

    The article offers information on the bad performance of .44 Magnum Leveraged Financing Program in which the U.S. Securities and Exchange Commission (SEC) showed securities fraud.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics