SEC files fraud charges against Strauss in connection with two 1992 deals

Ferris, Craig T.; Stanton, Michael
November 1997
Bond Buyer;11/25/97, Vol. 322 Issue 30280, p7
Trade Publication
Reports that the US Securities and Exchange Commission (SEC) has filed securities fraud charges against Steven Strauss, former managing director of Sakura Global Capital Inc. Citing of two 1992 municipal bond deals underwritten by Stifel, Nicholas & Co.; Allegations that Strauss covered up payments that Sakura made to Stifel in connection with forward purchase agreements.


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