TITLE

SEC proposals would affect investment advisers, companies

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
November 1997
SOURCE
Bond Buyer;11/17/97, Vol. 322 Issue 30274, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the Securities and Exchange Commission's November 13, 1997 agreement to propose rule changes that would affect investment companies and advisers. Plans for proposed amendments to the Investment Advisers Act of 1940; Proposals for the implementation of the National Securities Markets Improvements Act; Other amendments planned.
ACCESSION #
9711235138

 

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