TITLE

MSRB to ask SEC to give its approval to rule changes

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
November 1997
SOURCE
Bond Buyer;11/13/97, Vol. 322 Issue 30272, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the Municipal Securities Rulemaking Board's (MSRB) plan to get the Securities and Exchange Commission (SEC) to approve most of the draft rule changes it proposed in June 1997 to increase disclosure and eliminate conflicts of interest in municipal securities offerings. Impetus for the proposal; Summary of rule changes proposes by MSRB to the SEC; Implications for the market.
ACCESSION #
9711221811

 

Related Articles

  • Strengthening of amendment proposed by MSRB for consultant Rule G-38. Ferris, Craig T. // Bond Buyer;03/19/98, Vol. 323 Issue 30354, p6 

    Focuses on the proposal filed by the Municipal Securities Rulemaking Board with the US Securities Exchange Commission (SEC) which require municipal securities dealers to quickly disclose to issuers their arrangements with consultants each time they does business with an issuer. Options provided...

  • SEC plans to seek comment on MSRB notice. Hume, Lynn Stevens // Bond Buyer;07/08/98, Vol. 325 Issue 30430, p40 

    Focuses on the US Securities and Exchange Commission's plans to seek public comments on Municipal Securities Rulemaking Board guidance clarifying the National Association of Securities Dealers' flexibility in deciding whether to grant firms exemptions when they trigger Rule G-37's two-year ban...

  • G-38 revisions approved. Hume, Lynn // Bond Buyer;12/09/99, Vol. 330 Issue 30784, p1 

    Reports on the United States Securities and Exchange Commission's approval of amendments to the Municipal Securities Rulemaking Board's Rule G-38. Disclosure of quarterly political contributions of municipal securities; Prevention of dealers from circumventing the board's Rule G-37.

  • SEC Seeks Comment on MSRB Consultant Rule. Hume, Lynn // Bond Buyer;11/20/2000, Vol. 334 Issue 31021, p2 

    Reports on the United States Securities and Exchange Commission's search for public comments on proposed changes to the Municipal Securities Rulemaking Board's Rule G-38.

  • MSRB Seeks Comments on Rule G-37 Revision. Ferris, Craig T. // Bond Buyer;4/7/2003, Vol. 344 Issue 31609, p4 

    Starting second week of April 2003, public comments will be sought on U.S. Municipal Securities Rulemaking Board's proposed revisions to Rule G-37 on political contributions. The change would ease, but not eliminate, the provisions for supervisory and management-level municipal finance...

  • MSRB Seeks Delay in Implementing EMMA'S Disclosure Component. Ackerman, Andrew // Bond Buyer;11/7/2008, Vol. 366 Issue 32999, p18 

    The article reports on the request of the Municipal Securities Rulemaking Board (MSRB) to let the Securities and Exchange Commission (SEC) delay by six months the implementation of the proposed continuing disclosure component of Electronic Municipal Market Access (EMMA) in the U.S. The request...

  • MSRB To Seek SEC Approval of MA Gifts Restriction, Test Outline. Glazier, Kyle // Bondbuyer.com;2/02/2015, p26 

    The article discusses a plan by the Municipal Securities Rulemaking Board (MSRB) to seek approval from the U.S. Securities and Exchange Commission (SEC) for proposal to limit the gifts municipal advisors (MA) can give to state and local employees, and a study guide for its professional...

  • MSRB to Send Formal Request to SEC to Shut Down CDINet. Ferris, Craig T. // Bond Buyer;4/6/2005, Vol. 352 Issue 32105, p5 

    Reports on the plan of the Municipal Securities Rulemaking Board (MSRB) to send a request to the U.S. Securities and Exchange Commission to allow them to shut down its Continuing Disclosure Information System (CDINet). Factors contributing to the decision of MSRB to discontinue the use of...

  • In SEC Filing, MSRB Affirms Definition Of 'Solicitation' for Use in G-37, G-38. Ferris, Craig T. // Bond Buyer;3/20/2006, Vol. 355 Issue 32342, p30 

    The article reports that the U.S. Municipal Securities Rulemaking Board has filed an amendment with the Securities and Exchange Commission concerning its proposed definition of solicitation for use in G-37 and G-38. The board proposes to define solicitation as any communication made under...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics