NASD sees signs of noncompliance with MSRB rules

Hume, Lynn Stevens
October 1997
Bond Buyer;10/22/97, Vol. 322 Issue 30257, p5
Trade Publication
Reports on the National Association of Securities Dealers' warning on the inconsistency of municipal securities dealers in complying with the US Municipal Securities Rulemaking Board rules governing the transaction reporting program. Reminder on the transaction requirements; Part of its monitoring program; Consideration of remedial measures for those firms not demonstrating an improved T Input Percentage.


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