SEC wants more clarity in NASD's markup guidance

Hume, Lynn Stevens
October 1997
Bond Buyer;10/17/97, Vol. 322 Issue 30254, p4
Trade Publication
Reports that the US Securities and Exchange Commission officials are urging the National Association of Securities Dealers to clarify a provision of the markup guidance for government and other debt. Failure of the markup guidance to cover municipal securities; Usefulness of the guidance in deterring yield-burning practices; Guidance as an interpretation of existing rules.


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