TITLE

SEC wants more clarity in NASD's markup guidance

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
October 1997
SOURCE
Bond Buyer;10/17/97, Vol. 322 Issue 30254, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the US Securities and Exchange Commission officials are urging the National Association of Securities Dealers to clarify a provision of the markup guidance for government and other debt. Failure of the markup guidance to cover municipal securities; Usefulness of the guidance in deterring yield-burning practices; Guidance as an interpretation of existing rules.
ACCESSION #
9710275638

 

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