New dealer-exemption procedures for rule G-37 adopted by NASD

Hume, Lynn Stevens
October 1997
Bond Buyer;10/13/97, Vol. 322 Issue 30250, p1
Trade Publication
Reports on the National Association of Securities Dealers' decision to put in place new procedures for considering dealers' request for exemptions from the Municipal Securities Rulemaking Board's Rule G-37. Details of the new procedure; Members' reactions to the adoption of the new procedures.


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