TITLE

New dealer-exemption procedures for rule G-37 adopted by NASD

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
October 1997
SOURCE
Bond Buyer;10/13/97, Vol. 322 Issue 30250, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the National Association of Securities Dealers' decision to put in place new procedures for considering dealers' request for exemptions from the Municipal Securities Rulemaking Board's Rule G-37. Details of the new procedure; Members' reactions to the adoption of the new procedures.
ACCESSION #
9710185256

 

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