TITLE

On Online Suitability

AUTHOR(S)
Hume, Lynn
PUB. DATE
March 2001
SOURCE
Bond Buyer;3/21/2001, Vol. 335 Issue 31101, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the regulatory guidance issued by the National Association of Securities Dealers, which states the security firm's suitability obligations to customers when trading online. Plans of the U.S. Securities and Exchange Commission to publish the statement; Impact of the suitability guidance on online securities trading; Influence on the decision-making of the Municipal Securities Rulemaking Board.
ACCESSION #
9649805

 

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