TITLE

Implications of the SEC's final continuing disclosure rule

AUTHOR(S)
Jordan, Robert
PUB. DATE
March 1996
SOURCE
hfm (Healthcare Financial Management);Mar96, Vol. 50 Issue 3, p46
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Discusses the implications of the US Securities and Exchange Commission's (SEC) `Final Rule for Continuing Municipal Securities Disclosure' which prohibits brokers and dealers from underwriting and recommending public sector securities for which adequate information is not available. Capitation contract reporting; Confidentiality of information; Catastrophic case loss reporting.
ACCESSION #
9603203840

 

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