Implications of the SEC's final continuing disclosure rule

Jordan, Robert
March 1996
hfm (Healthcare Financial Management);Mar96, Vol. 50 Issue 3, p46
Trade Publication
Discusses the implications of the US Securities and Exchange Commission's (SEC) `Final Rule for Continuing Municipal Securities Disclosure' which prohibits brokers and dealers from underwriting and recommending public sector securities for which adequate information is not available. Capitation contract reporting; Confidentiality of information; Catastrophic case loss reporting.


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