TITLE

SEC aims to flip former Knight trader

PUB. DATE
April 2014
SOURCE
Fierce Finance IT;4/19/2014, p1
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
No abstract available.
ACCESSION #
95700824

 

Related Articles

  • SEC charges Jett. Harrington, John // Crain's New York Business;1/15/96, Vol. 12 Issue 3, p38 

    Reports that the US Securities and Exchange Commission (SEC) charged former Kidder Peabody & Co. trader Joseph Jett with perpetuating fraud.

  • Knight Raider.  // njbiz;9/15/2003, Vol. 16 Issue 37, p3 

    Reports on the guilty plea of former Knight Securities equity trader Brian Delaney of defrauding his company. Charges filed against Delaney; Allegations against Delaney.

  • HFTs Give Thumbs Up to Proposal. d'Antona Jr., John // Traders Magazine;Jun2010, Vol. 23 Issue 310, p20 

    The article reports on the support of high-frequency traders in the U.S. on the proposed rule of the Securities and Exchange Commission (SEC) which requires active traders to code their tickets so that SEC can track their trading patterns. Chris Bartlett of the New York-based Noris Capital...

  • Flip tease. Demarchelier, Patrick // Harper's Bazaar;Feb95, Issue 3399, p190 

    Presents photographs of Sam McKnight's various styles for the modern flip hairstyle. Includes McKnight's views on the flip hairstyles.

  • SEC Probing Brokerages For Front-Running Trades.  // Money Management Executive;2/12/2007, Vol. 15 Issue 6, p2 

    The article focuses on an investigation made by the Securities and Exchange Commission (SEC) on brokerage firms in the U.S. It states that SEC is inquiring the alleged sharing of trade bloc information by large brokers. SEC likewise aims to determine the extent of the shared market-moving...

  • IPG INFLATION. Farrell, Mike // Multichannel News;1/12/2004, Vol. 25 Issue 2, p1 

    Reports on the broadening of the scope of the civil case of the U.S. Securities and Exchange Commission (SEC) against former Gemstar-TV Guide International Inc. chairman Henry Yuen and former CFO Elsie Leung as of January 2004. Claim of the SEC; Background of the case; Aims of the SEC complaint.

  • Former Trader Admits $1.4M Knight Scam.  // American Banker;9/10/2003, Vol. 168 Issue 174, p14 

    A former trader at Knight Trading Group Inc., a top market maker in Nasdaq stocks, has admitted cheating the company of $1.4 million in a scheme that locked in profits for him and his co-conspirators at Knight's expense. Brian P. Delaney, 31, pleaded guilty Monday to two felony counts and agreed...

  • Regulation AB II: Back from Limbo? Hintze, John // Asset Securitization Report;Mar2014, Vol. 14 Issue 3, p26 

    The article focuses on the proposed revisions to the Regulation AB of the U.S. Securities and Exchange Commission (SEC) which governs asset-backed securities. Topics include the adoption of some Regulation AB II at the SEC board meeting agenda on February 5, 2014 which was then removed on...

  • Former Knight Execs Exonerated. Chapman, Peter // Traders Magazine;Apr2010, Vol. 23 Issue 307, p12 

    The article reports on the revision of the Financial Industry Regulatory Authority (FINRA) on the decision made by a lower court concerning the case of Joseph Leighton and Ken Pasternak, top sales trader of Knight Trading Group Inc., in the U.S. It states that the court concluded in 2006 that...

  • Baron Nailed? Wang, Penelope // Money;Jul2003, Vol. 32 Issue 7, p53 

    Former high flier Ron Baron, of the Baron Fund group, has run afoul of regulators. In April 2003, the Securities and Exchange Commission (SEC) announced a settlement with Baron, Baron Capital Inc. and two traders over charges that in 1999 they manipulated the stock of Southern Union, a gas...

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics