TITLE

MSRB: Allow Dealers to File Political Contribution Disclosure Via Web Site

AUTHOR(S)
Ferris, Craig T.
PUB. DATE
March 2003
SOURCE
Bond Buyer;3/24/2003, Vol. 343 Issue 31599, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the Municipal Securities Rulemaking Board has proposed an amendment to G-37 and G-38 rules in order to facilitate municipal securities dealers in the U.S. to file political contribution disclosure electronically through its Website. Date expected for implementation of the rule after its approval by the Securities and Exchange Commission; Provision under G-37 and G-38 rules; Features of the proposed online submission system.
ACCESSION #
9397766

 

Related Articles

  • Disclosure Obligations of Underwriters of Municipal Securities. Fippinger, Robert A.; Pittman, Edward L. // Business Lawyer;Nov91, Vol. 47 Issue 1, p127 

    Focuses on the disclosure obligations of underwriters of municipal securities under the federal securities laws. General antifraud provisions of the federal securities laws; Rules for municipal securities dealers established by the Municipal Securities Rulemaking Board; Commonality in...

  • SEC OKs New Rules for Muni Fund Securities. Hume, Lynn // Bond Buyer;01/22/2001, Vol. 335 Issue 31061, p5 

    Reports the approval of the rule changes of the Municipal Securities Rulemaking Board (MSRB) by the Securities and Exchange Commission in Washington, D.C. Elimination of a provision requiring information disclosure; Controversy over the jurisdiction of MSRB over the instruments; Provision of...

  • MSRB Issues Plan to Move To Real Time. Hume, Lynn // Bond Buyer;05/29/2001, Vol. 336 Issue 31148, p1 

    Details the requirement for dealers in the United States to report their municipal securities trades within a specific time after they occur under the real-time reporting system proposed by the Municipal Securities Rulemaking Board (MSRB) for the municipal market by mid-2003. MSRB solicitation...

  • Commentary: Access Equals Delivery - Muni Time-of-Trade Disclosure for Primary Market Offerings. Bienstock, Gregg L. // Bondbuyer.com;10/15/2014, p18 

    The author argues that providing access to or actual delivery of the Official Statement (OS) does not satisfy the Time-of-Trade (TOT) Disclosure Rule in the U.S. for primary bond market offerings. The conditions for providing the OS to meet the TOT requirement for primary market transactions are...

  • MSRB to Release Principal Trade Markup Proposal in Early Fall. Casey, Jack // Bondbuyer.com;8/3/2015, p1 

    Faced with requests from dealers to withdraw its proposed principal trade price disclosure rule, the Municipal Securities Rulemaking Board now plans to modify that proposal as well as develop an alternative that would require dealers to disclose markups and markdowns on certain principal trades.

  • NASD could launch enforcement action over late trade data. Hume, Lynn Stevens // Bond Buyer;10/26/98, Vol. 326 Issue 30507, p1 

    Reports that the National Association of Securities Dealers is likely to begin bringing enforcement action in 1999 over late trade data. Timely and accurate trade data under the Municipal Securities Rulemaking Board's transaction-reporting program; Additional examination of whether firms are...

  • TBMA wants MSRB to clarify rule G-38 on consultants' role. Hume, Lynn // Bond Buyer;04/16/99, Vol. 328 Issue 30621, p6 

    Focuses on the Bond Market Association's request to the United States Municipal Securities Rulemaking Board to clarify that a dealer that joins a syndicate as an underwriter will not be treated as a consultant under Rule G-38. Indication that the board and the Securities and Exchange Commission...

  • Regulators Warn Dealers. Hume, Lynn // Bond Buyer;10/17/2003, Vol. 346 Issue 31742, p1 

    Reports on the call of the Municipal Securities Rulemaking Board for dealers to report municipal taxable securities trades as municipal trades in the U.S. Implication for failure to comply with the requirement; Significant provision of the Rule G-14 from the Municipal Securities Rulemaking...

  • Dealers Urged to Report Taxable Muni Transactions to MSRB.  // Bond Buyer;10/17/2003, Vol. 346 Issue 31742, p5 

    Reports on the call of the U.S. Municipal Securities Rulemaking Board (MSRB) for dealers to report municipal taxable securities trades as municipal trades. Implication for failure to comply with the requirement; Significant provision of Rule G-14 from the MSRB; Accumulation of the proceeds from...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sign out of this library

Other Topics