TITLE

Investment managers charged in kickback scheme

PUB. DATE
January 2014
SOURCE
InsideCounsel;Jan2014, Vol. 24 Issue 265, p32
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports on the charges brought by the U.S. Securities and Exchange Commission (SEC) against Florida investment managers Gregory Adams and Larry Grossman for allegedly taking compensation and kickbacks to recommend risky funds to their customers.
ACCESSION #
93428878

 

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