TITLE

Out From Under

AUTHOR(S)
Leonhardt, Megan
PUB. DATE
December 2013
SOURCE
REP.;Dec2013, Vol. 37 Issue 12, p30
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article information on the 23rd annual Broker Report Card, an annual survey conducted by the periodical "REP," to analyze the trends in the brokerage sector, and the mood of financial advisors. It focuses on firms' compliance and technology integration issues, and advisors' views about their firm's public perception and internal morale. It focuses on the listing of firms, according to their scores from their advisors, including Edward, Raymond James Financial Services Inc., and UBS AG.
ACCESSION #
93288819

 

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