TITLE

Opening brokers' records

AUTHOR(S)
Hannon, Kerry; Wiener, Leonard
PUB. DATE
July 1993
SOURCE
U.S. News & World Report;7/5/93, Vol. 115 Issue 1, p59
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
States that investors can now easily scrutinize the backgrounds of potential brokers and their firms. Expansion of amount and type of information available to investors about brokers by the National Association of Securities Dealers; New Securities and Exchange Commission (SEC) rulings on mutual funds.
ACCESSION #
9306300087

 

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