MSRB and NASD Warn Broker-Dealers About Rules for Trade Reporting

Hume, Lynn
March 2003
Bond Buyer;3/4/2003, Vol. 343 Issue 31585, p5
Trade Publication
Reports on issuance of joint notices by the Municipal Securities Rulemaking Board and the National Association of Securities Dealers Inc. warning broker dealers about the importance of reporting timely and accurately data on trades of municipal securities. Overview of the notice; Sponsors of the Dealer Feedback System that allows firms to access the statistics that measure their compliance with the trade reporting requirements.


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