TITLE

SEC's Cutler Calls for Additional Authority on Civil Penalties

AUTHOR(S)
Hume, Lynn
PUB. DATE
February 2003
SOURCE
Bond Buyer;2/27/2003, Vol. 343 Issue 31582, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that Stephen M. Cutler, director of U.S. Securities and Exchange Commission's enforcement division has asked members of a House subcommittee for several changes in existing laws including the imposition of civil penalties in administrative proceedings against non-registered individuals and entities. Impact of the move on the municipal market.
ACCESSION #
9238467

 

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