SEC Narrows Scope of Final Rule Requiring Analysts to Certify Views

Hume, Lynn
February 2003
Bond Buyer;2/7/2003, Vol. 343 Issue 31569, p5
Trade Publication
Focuses on the U.S. Securities and Exchange Commission's (SEC) final rule that requires broker-dealer analysts to certify the truthfulness of their reports and public appearances. Disclosure regarding compensation that needs to be certified; People to whom the rule does not apply; Complaints by investment groups that has led the SEC to narrow down the rules.


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