TITLE

Yield-Burning St. Louis Firm Pays $1.8M

AUTHOR(S)
Kinnander, Ola
PUB. DATE
February 2002
SOURCE
Bond Buyer;2/25/2002, Vol. 339 Issue 31331, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the payment of multimillion dollars by Saint Louis based broker-dealer Stifel, Nicolaus & Co. Inc. to the federal government to settle yield-burning charges. Disclosure of its settlement by the company; Firms forming a part of global settlement; Causation of yield-burning.
ACCESSION #
9043956

 

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