SEC's Pitt Seeks Formation of Group to Prevent Mutual Fund Overcharges

Hume, Lynn
January 2003
Bond Buyer;1/17/2003, Vol. 343 Issue 31555, p33
Trade Publication
Reports that U.S. Securities and Exchange Commission (SEC) chairman Harvey Pitt has asked the Investment Company Institute, the Securities Industry Association and the National Association of Securities Dealers (NASD) to form a high level working group. Purpose of the formation of the group; Examination of firms by SEC and NASD with the New York Stock Exchange.


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