TITLE

SEC to Reconsider Judge's Ruling On Muni Markups, Markdowns

AUTHOR(S)
Hume, Lynn
PUB. DATE
June 2002
SOURCE
Bond Buyer;6/4/2002, Vol. 340 Issue 31400, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the decision of the Securities and Exchange Commission to reconsider court rulings against broker Mark David Anderson for alleged negligence on the municipal securities trade in the U.S. Absence of evidence to the violations of the federal securities fraud laws; Dismissal of charges against Anderson; Prejudicial error in the conduct of court proceedings.
ACCESSION #
8995739

 

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