TITLE

MSRB Seeks Changes to Rule G-37

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 2002
SOURCE
Bond Buyer;4/3/2002, Vol. 339 Issue 31357, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the proposed amendment of the Rule G-37 of the Municipal Securities Rulemaking Board in the U.S. Exemption of retail salespersons from the rule; Elimination of the non-automatic exemption process for dealers; Permission of regulators to consider additional factors.
ACCESSION #
8995685

 

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