Former Duncan-Williams Employees Forbidden to Contact Clients
- Day in Court Set for Case of Alleged Theft at Duncan-Williams. DeSue, Tedra // Bond Buyer;4/5/2002, Vol. 339 Issue 31359, p3
Reports on the court hearing for the case of alleged theft at Duncan-Williams Inc. in Memphis, Tennessee. Resignation of the members of the public finance group; Defendants in a complaint for injunctive relief filed by the company; Involvement of Coastal Securities in the court case.
- Judge Orders Search at Coastal Securities; Files From Duncan-Williams in Questions. DeSue, Tedra // Bond Buyer;4/18/2002, Vol. 340 Issue 31368, p36
Reports the appointment of an independent party to search for client-related materials of Coastal Securities by Duncan-Williams Inc. in Georgia. Details on the arbitration hearings of employees before the National Association of Securities Dealers; Injunctive relief filed by Duncan-Williams;...
- Duncan-Williams Asks Court to Accept Findings in Special Master's Report. DeSue, Tedra // Bond Buyer;9/20/2002, Vol. 341 Issue 31475, p31
Reports the filing of Duncan-Williams Inc. on a motion with the Tennessee Chancery Court against former employees in Memphis, Tennessee. Request of the firm on special prosecutor appointments for the employees; Allegation of Duncan-Williams on client information theft; employees; Presentation...
- Duncan-Williams Picks BNY Clearing Services. // Securities Industry News;01/08/2001, Vol. 13 Issue 2, p18
Focuses on regional investment banking firm Duncan-Williams Inc.'s shift from self-clearing to using BNY Clearing Services LLC as its correspondent clearing agent for its offices in the United States. Services offered; Business activity.
- Mergers & Acquisitions: Duncan-Williams Joins With Investment Firm. Sigo, Shelly // Bond Buyer;11/6/2001, Vol. 338 Issue 31259, p7
Reports on a merger between municipal underwriting firm Duncan-Williams Inc. and investment company Integravest Inc. Details about the merger deal; Establishment of office in Tennessee; Brief description of the two companies.
- Munis in Memphis: Can the business remain a family affair? Heaton, Kenneth // Bond Buyer;08/03/99, Vol. 329 Issue 30696, p25
Highlights Duncan-Williams Inc. and Carty & Co.'s bond business operation in Memphis, Tennessee. Loose bond regulations in the city in the 1950s; A. Duncan Williams and William L. Carty's management of the firms; Number of employees; Firms' adaptation to technological change.
- Conn. tries to force hospital to keep inpatient services. // Modern Healthcare;9/23/96, Vol. 26 Issue 39, p28
Reports that an injunction to prevent Winsted Memorial Hospital from closing its acute-care unit without court approval, is being sought by the state of Connecticut. Lawsuit filed in the state Superior Court against the hospital; Information on the hospital.
- 7th Circuit mulls adult-business laws. Hoskins, Michael W. // Indiana Lawyer;9/29/2010, Vol. 21 Issue 15, p15
The article discusses the investigation by the 7th Circuit Court of Appeals regarding a decision of a Southern Indiana judge to grant a preliminary injunction that stopped Indianapolis from enforcing a 2002 ordinance that regulates adult-business hours.
- Judge grants injunction on H-2B program rule. // Greenhouse Management;May2012, Vol. 32 Issue 5, p68
The article reports that a temporary injunction to prevent the implementation of the H-2B program rule has been issued by a Florida judge.