TITLE

Former Miller & Schroeder Broker Must Pay $833K in Damages, Fees

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 2002
SOURCE
Bond Buyer;4/4/2002, Vol. 339 Issue 31538, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that broker Mark Augusta of the former Miller & Schroeder Financial Inc. has been ordered by the arbitration panel to pay investor Robert H. Lundquist in damages and attorney's fees in the U.S. Misrepresentation of the risks of buying unrated tax-exempt Heritage Healthcare bonds and other securities; Issuance of documents; Comments from other investors.
ACCESSION #
8933113

 

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