TITLE

Angelides: Only Three Firms Have Complied With Conflict Principles

AUTHOR(S)
Finestone, Deborah
PUB. DATE
December 2002
SOURCE
Bond Buyer;12/12/2002, Vol. 342 Issue 31531, p30
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the failure of underwriting firms to comply with conflict principles requested by treasurer of California Philip Angelides. Deadline for the compliance; Need for compliance with investment protection principles included in conflict principles; Number of firms that complied with the principles; Response of financial organizations to the compliance issue.
ACCESSION #
8859154

 

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