NASD Warns Firms About Muni Fund Securities Changes

Hume, Lynn
November 2002
Bond Buyer;11/27/2002, Vol. 342 Issue 31522, p4
Trade Publication
Reports on the appeal by National Association of Securities Dealers warning companies against revised professional qualification requirements for principals selling municipal fund securities through college saving programs in the U.S. Changes to Municipal Securities Rulemaking Board's Rule G-3 on professional qualifications; Purpose of municipal fund securities; Efforts of states to promote college saving programs.


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