TITLE

SEC Sues Victorville And Kinsell

AUTHOR(S)
GLAZER, KYLE
PUB. DATE
April 2013
SOURCE
Bond Buyer;4/30/2013, Vol. 384 Issue 33903, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article informs that the U.S. Securities and Exchange Commission has filed a lawsuit against authority of California-based Victorville, a city official, the Southern California Logistics Airport Authority, underwriter Kinsell, Newcomb & DeDios for defrauding investors with 2008 bond offering.
ACCESSION #
87428203

 

Related Articles

  • Court Dismisses Fund's Challenge Of SEC.  // Emerging Markets Monitor;9/19/2005, Vol. 11 Issue 23, p5 

    Reports that a court in Chicago, Illinois has dismissed a lawsuit brought by investment partnership DH2 Inc. against the U.S. Securities Exchange Commission (SEC) over its position on mutual fund share pricing. Reason for the decision of the court to dismiss the lawsuit; Factors which depleted...

  • SEC Charges Conn. Hedge Fund Manager With Fraud.  // Money Management Executive;11/1/2010, Vol. 18 Issue 42, p4 

    The article reports on the fraud charges that was filed by the Securities and Exchange Commission (SEC) Connecticut Banking Commissioner Howard Pitkin against the Southridge Capital Management LLC and its chief executive (CEO) Stephen M. Hicks in the U.S. It elaborates the grounds of the lawsuit...

  • U.S. Chamber Sues SEC Over Independent Chairman Rule. Pizzani, Lori // Money Management Executive;9/13/2004, Vol. 12 Issue 36, p6 

    After months of tossing a string of new rules and regulations at mutual fund advisors, the U.S. Securities and Exchange Commission has suddenly found itself playing defense in a unusual lawsuit being driven by staunch members of the mutual fund industry. The new rule, originally proposed January...

  • The stock option rollercoaster: backdating and springloading. Cohen, Sandra; Brill, Aileen // Employee Benefit News Canada;Nov/Dec2006, Vol. 3 Issue 6, p29 

    The article talks about stock option backdating and other prohibited forms of market timing. These could result to adverse tax, accounting and securities law consequences for both U.S. and Canadian organizations and employees. Investor inquiries and potential federal investigation and...

  • Investors Sue A.G. Edwards Cry Kickbacks Drove Sales. Madhur, Smita // Money Management Executive;4/18/2005, Vol. 13 Issue 15, p4 

    The article focuses on the class-action lawsuit filed by investors, which alleges St. Louis, Missouri-based A.G. Edwards & Sons Inc. for taking millions of dollars in secret kickbacks to promote some mutual funds. The lawsuit claims that the payments created a conflict of interest between the...

  • SECURITIES--ARBITRATION AGREEMENT RETROACTIVITY.  // Arbitration Journal;Mar1990, Vol. 45 Issue 1, p62 

    The article discusses a court case related to the violation of the Securities Exchange Act of 1934, the Employee Retirement Income Security Act of 1974 and the Racketeer Influenced and Corrupt Organizations Act. Vincent R. lacono, an investor and businessman, opened four securities accounts at...

  • Choose Your Friends Wisely. Macfadyen, Ken // Investment Dealers' Digest;6/30/2008, Vol. 74 Issue 26, p14 

    The article discusses a court case involving CSX Corp. that will forever change the shareholders pursuits as investors in target companies. U.S. District Court Judge Lewis Kaplan ascertained that Children's Investment Fund management (TCI) and 3G Fund had breached the Securities and Exchange...

  • Proxy Fight. WILLIAMSON, LAUREN // InsideCounsel;Dec2010, Vol. 21 Issue 228, p28 

    The article discusses the decision of the U.S. Securities and Exchange Commission (SEC) to approve proxy access rules in 2010 to enable investors to easily elect or remove members of a company's board of directors. Topics covered include the law suit filed by the U.S. Chamber of Commerce and...

  • SEC May Settle With Kasirer, Goldstein in Heritage Case. Hume, Lynn // Bond Buyer;11/1/2006, Vol. 358 Issue 32499, p4 

    The article provides updates on the securities fraud court case filed by the U.S. Securities and Exchange Commission (SEC) against attorneys Robert A. Kasirer and Jerold V. Goldstein. The SEC is moving toward settlement against the attorneys for allegedly misleading investors about more than...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics