TITLE

SEC Targets Conflicts, Marketing

AUTHOR(S)
Korbin, Kenneth
PUB. DATE
April 2013
SOURCE
Financial Planning;Apr2013, Vol. 43 Issue 4, p16
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article reports on the plan of the U.S. Securities and Exchange Commission (SEC) to examine potential conflict of interest in the investment advisor practices overseen by its examiners.
ACCESSION #
86448067

 

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