TITLE

New SEC listing standards

PUB. DATE
March 2013
SOURCE
Governance Newsletter;Mar2013, Issue 225, p4
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article provides information on the approval by the U.S. Securities and Exchange Commission (SEC) of new listing benchmarks on corporate governance for the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq). The amended standards involve new policies for compensation committees that deal with their composition, authority, and responsibilities. Some of the factors that listed companies must consider to comply with the new requirements are also cited.
ACCESSION #
86441663

 

Related Articles

  • SEC Approves SHO Changes, Removes NYSE, Nasdaq Tests. Hintze, John // Securities Industry News;6/25/2007, Vol. 19 Issue 25, p1 

    The article reports that the U.S. Securities and Exchange Commission (SEC) has approved changes to the regulations governing short sales. The SEC also removed Rule 10a-1 tick test of the New York Stock Exchange and the bid test of the National Association of Securities Dealers Automated...

  • Keeping current: securities. Goodman, Amy L.; McPhee, Gillian; Ising, Elizabeth A. // Business Law Today;Nov/Dec2008, Vol. 18 Issue 2, p62 

    The article reports on various developments related to the U.S. securities industry. Both the New York Stock Exchange (NYSE) and NASDAQ amended their bright-line independence tests on the receipt of direct compensation from listed companies. In addition, the U.S. Securities and Exchange...

  • Nasdaq Wants Big Board to Close Down 'Roach Motel'. Clary, Isabelle // Securities Industry News;5/19/2003, Vol. 15 Issue 20, p19 

    Nasdaq has petitioned the Securities and Exchange Commission to repeal the New York Stock Exchange's Rule 500— that makes it all but impossible for companies listed on the Big Board to migrate to the electronic stock market. The electronic stock market, however, has retained its core...

  • Fails Plummet after T+3 Penalty. Mehta, Nina // Traders Magazine;Dec2008, Vol. 21 Issue 289, p26 

    The article reports on stock exchanges' fail-to-deliver securities which dramatically plummeted after the Securities and Exchange Commission implemented a T+3 penalty for fails in mid-September, 2008. It tells that stock exchanges such as Nasdaq and the New York Stock Exchange have "threshold...

  • Half of US stockmarket brought to halt by Nasdaq glitch. Jackson, Gary // Fundweb;8/23/2013, p8 

    The article informs about a technical fault that occurred between the data processing subsidiary of Nasdaq Stock Market and trading platform NYSE Arca. It states that the fault halted the work of more than three hours. It further mentions that the U.S. Securities and Exchange Commission has...

  • SEC Approves Final NYSE and NASDAQ Compensation Committee Rules.  // Venulex Legal Summaries;2013 Q1, Special section p1 

    The article reports on the U.S. Securities and Exchange Commission's (SEC) approval of proposed amendments to the corporate governance listing standards of the New York Stock Exchange (NYSE) and the NASDAQ Stock Market. The key elements of the final listing standards relate to compensation...

  • Traders in trouble. Brooks, George; Flaherty, Robert J. // Equities;Oct97, Vol. 45 Issue 9, p16 

    Differentiates the dealer-oriented National Association of Securities Dealers Automated Quotation (Nasdaq) from trading on the auction-oriented New York Stock Exchange (NYSE) or American Stock Exchange (Amex). Effect of the US Security Exchange Commission's mandated trading rules; Trading over...

  • Atkins on SROs and NMS.  // Securities Industry News;4/17/2006, Vol. 18 Issue 15, p6 

    Discusses the concept of self-regulation released by the U.S. Securities and Exchange Commission. Factors that led to the genesis of the concept; Responsibilities of self-regulatory organizations; Information on the conflict for both the New York Stock Exchange and Nasdaq.

  • Exchanges Welcome SPACs. Holman, Kelly // Mergers & Acquisitions: The Dealermaker's Journal;Apr2008, Vol. 43 Issue 4, p28 

    The article reports that the New York Stock Exchange and the Nasdaq Stock Market are aiming to tap into the initial public offering (IPO) market for special purpose acquisition companies (SPACs) and have put in requests with the U.S Securities and Exchange Commission to list the vehicles and the...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics