TITLE

Stifel Fined Nearly $2 Million For Oklahoma Yield Burning

AUTHOR(S)
Albanese, Elizabeth
PUB. DATE
November 2001
SOURCE
Bond Buyer;11/21/2001, Vol. 338 Issue 31270, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on a two million dollar fine imposed on brokerage firm Stifel, Nicolaus & Co. Inc. by an Oklahoma County District judge in response to a lawsuit filed against the company by Oklahoma City residents Gary and Mary Piper. Allegations against the company; Undisclosed profits that the company has earned; Percentage savings from the deal indicated by court documents.
ACCESSION #
8525017

 

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