Enforcement: NASD Censures, Fines Hunter Securities and Steglitz

Hume, Lynn
December 2001
Bond Buyer;12/18/2001, Vol. 338 Issue 31287, p3
Trade Publication
Reports that the U.S. National Association of Securities Dealers (NASD) has censured and fined Hunter Securities Corp. and its president, Stephen A. Steglitz. Reasons for imposing fine by NASD; Details on sanctions imposed by NASD against two Ohio brokerage firms.


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