The Corporate Example

Hume, Lynn
February 2002
Bond Buyer;2/26/2002, Vol. 339 Issue 31332, p1
Trade Publication
Reports that Martha Mahan Haines, chief of the U.S. Securities and Exchange Commission's (SEC) office expects the secondary-market disclosure rules that the SEC is planning to propose for corporate issuers to encourage municipal issuers to improve their disclosure practices. Use of standardized cover sheets by trustee banks for certain types of disclosures; Details regarding proposed rules by the SEC.


Related Articles

  • SEC: Edgar-Type System First Step. Ackerman, Andrew // Bond Buyer;9/28/2007, Vol. 361 Issue 32723, p1 

    The article reports on the issues concerning the implementation of the U.S. Securities and Exchange Commission's municipal market initiatives. Martha Mahan Haines, the commission's chief of municipal securities, stated that the first step in implementing the commission's municipal market...

  • Enforcement: SEC Official Warns Against Non-Disclosure of IRS Letters. Hume, Lynn // American Banker;2/24/2006, Vol. 171 Issue 37, Special section p5 

    This article discusses some warnings given by Martha Mahan Haines of the Securities and Exchange Commission about the failure of bond traders to disclose to investors that they have received a preliminary determination letter from the IRS. Haines also gave the bond lawyers some recommendations...

  • Panel: This Top 10 List Doesn't Have Buy-Side Players Laughing. Hume, Lynn // Bond Buyer;5/5/2006, Vol. 356 Issue 32375, p7 

    The article focuses on the list of top 10 factors that affects the buying activities in bond fund market, presented by Eaton Vance Management company's director of municipal research Tom Weyl and colleagues from other firms, during the 23rd annual meeting of the National Federation of Municipal...

  • Simplifying Continuing Disclosure. Hume, Lynn // Bond Buyer;1/29/2003, Vol. 343 Issue 31562, p1 

    Reports that the U.S. Securities and Exchange Commission's municipal securities chief Martha Mahan Haines is requesting the National Association of Bond Lawyers to adopt a user-friendly continuing disclosure agreement for issuers. Comments of Haines on the possibility of success of the...

  • Martha Haines Is Calling It Quits. Quigley, Joan // Bond Buyer;6/16/2011, Vol. 376 Issue 33534, p1 

    The article announces that Martha Haines has retired as head of the U.S. Securities and Exchange Commission (SEC).

  • Corporate bond dealers rail about SEC bond measures. Keegan, Jeffrey // Investment Dealers' Digest;09/14/98, Vol. 64 Issue 37, p4 

    States that the United States Securities and Exchange Commission, (SEC), will defy measures to improve price transparency in the corporate bond market, according to an announcement by Chairman Arthur Levitt. What was stated in a speech by Levitt; Information on price transparency in the...

  • MSRB Sends Muni-Fund Securities Qualifications Proposal to SEC. Hume, Lynn // Bond Buyer;3/22/2002, Vol. 339 Issue 31350, p3 

    Reports proposal for regulatory changes in the Securities and Exchange Commission policy on professional qualifications by the Municipal Securities Rulemaking Board in the U.S. Focus on Rule G-3; Concept of municipal fund securities; Efforts of the board to gather public opinion on the proposed...

  • New independence standards board announced.  // CPA Journal;June97, Vol. 67 Issue 6, p8 

    Announces the formation of a standard setting body called the Independence Standards Board (ISB) to deal with the issue of auditor independence for companies whose securities are registered with the Securities and Exchange Commission (SEC). Composition of the board; Statement given by SEC Chair...

  • Congressman Fights to Amend 1995 Reform Act. Rubenstein, Bruce // Corporate Legal Times;May2002, Vol. 12 Issue 126, p16 

    Focuses on the view of the U.S. Congress on the amendment plan for the Private Securities Litigation Act of 1995. Effect of the amendment on fraud cases; Impact of the plan in business enterprise; Concept of the Reform Act.


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics