TITLE

NASD Charges Former Maryland Broker Stole From Customers

AUTHOR(S)
Hume, Lynn
PUB. DATE
October 2002
SOURCE
Bond Buyer;10/17/2002, Vol. 342 Issue 31493, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports the complaints filed by the National Association of Securities Dealers' enforcement department against the brokers in Maryland. Emphasis of the municipal bonds investment; Violation of brokers on conduct rules; Linkages between the municipal securities fund and money market fund.
ACCESSION #
7673614

 

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