TITLE

Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d- 2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE Amex LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the International Securities Exchange LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, the BOX

AUTHOR(S)
O'Neill, Kevin M.
PUB. DATE
May 2012
SOURCE
Federal Register (National Archives & Records Service, Office of;5/18/2012, Vol. 77 Issue 97, p29712
SOURCE TYPE
Government Documents
DOC. TYPE
Article
ABSTRACT
The article offers information on the applications filed by several financial institutions and stock exchanges including BATS Exchange Inc., BOX Options Exchange Group LLC and Chicago Board Options Exchange to the U.S. Securities and Exchange Commission regarding a plan to avoid duplication related to options sales and delta hedging exemptions. These applications have been filed in accordance with the Securities Exchange Act of 1934 of the U.S.
ACCESSION #
76112134

 

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