TITLE

Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d- 2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the BATS Exchange, Inc., BOX Options Exchange, LLC, the Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Amex LLC, NYSE Arca, Inc

AUTHOR(S)
O'Neill, Kevin M.
PUB. DATE
May 2012
SOURCE
Federal Register (National Archives & Records Service, Office of;5/18/2012, Vol. 77 Issue 97, p29705
SOURCE TYPE
Government Documents
DOC. TYPE
Article
ABSTRACT
The article offers information on the applications filed by several financial institutions and stock exchanges including BATS Exchange Inc., BOX Options Exchange Group LLC and Chicago Board Options Exchange to the U.S. Securities and Exchange Commission regarding a plan to avoid duplication related to options sales. These applications have been filed in accordance with the Securities Exchange Act of 1934 of the U.S.
ACCESSION #
76112133

 

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