TITLE

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of a Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G- 18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers That Use the Services of Broker's Brokers

AUTHOR(S)
O'Neill, Kevin M.
PUB. DATE
May 2012
SOURCE
Federal Register (National Archives & Records Service, Office of;5/15/2012, Vol. 77 Issue 94, p28653
SOURCE TYPE
Government Documents
DOC. TYPE
Article
ABSTRACT
The article presents information on a proposed rule change filed by Municipal Securities Rulemaking Board to the U.S. Securities and Exchange Commission (SEC) regarding amendment of its regulations related to brokers, books and records and execution of transactions. It states that the proposed rule change has been filed in accordance with the Securities Exchange Act of 1934. The SEC will take final decisions on this proposed rule within 45 days of publication of this notice.
ACCESSION #
76111893

 

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