TITLE

Internal Watchdog Scolds SEC for Destroying Records

PUB. DATE
January 2012
SOURCE
Information Management Journal;Jan/Feb2012, Vol. 46 Issue 1, p8
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article focuses on the U.S. Securities and Exchange Commission (SEC) which has been scolded by the agency's inspector general David Kotz for destroying documents. The SEC from 1981-2010 instructed the destruction of all records which were not used for full-scale investigations related to matters under inquiry (MUIs). As stated by the SEC enforcement attorney Darcy Flynn, more than 9,000 files had been destroyed.
ACCESSION #
75899200

 

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