Panel: SEC Should Draft Standards for Raters
- SEC Review Of Raters In the Works. Hume, Lynn // Bond Buyer;3/21/2002, Vol. 339 Issue 31349, p1
Reports the plan of the U.S. Securities and Exchange Commission to launch a review of credit rating agencies. Evaluation to determine the need for oversight or regulation on governmental affairs; Relevance of the evaluation to identify the role of rating agencies; Remarks of Commissioner Isaac...
- SEC moves toward tougher oversight for credit agencies. Needham, Vicki // Hill;5/19/2011, Vol. 18 Issue 68, p22
The article reports on the proposal of the U.S. Securities and Exchange Commission (SEC) in seeking public comment concerning rules on tougher oversight for credit-rating firms.
- SEC Proposes New Rules for Raters. Quigley, Joan // Bond Buyer;5/19/2011, Vol. 376 Issue 33520, p1
The article reports on the approval of the proposed rules under the 2006 Credit Rating Agency Reform Act that would strengthen the transparency of credit ratings and the supervision of rating agencies by the U.S. Securities and Exchange Commission.
- Cart This Cartel to the Dumpster. Forbes, Steve // Forbes Asia;5/19/2008, Vol. 4 Issue 9, p10
The article discusses the author's views about the turmoil in the U.S. credit markets. In the wake of the turmoil, the U.S. Securities & Exchange Commission (SEC) should bust the cartel of credit-rating agencies including Standard & Poor's and Moody's, avers the author. Investors are ill-served...
- Don't Give Up NRSROs, Groups' Lawyers Tell SEC. Hume, Lynn // Bond Buyer;11/22/2002, Vol. 342 Issue 31519, p5
Reports on bond and mutual fund trade groups' request to the U.S. Securities and Exchange Commission (SEC) to stop designating as nationally recognized statistical rating organizations (NRSRO) those credit rating agencies whose ratings can be used to help market participants comply with...
- Corporate Disclosure of Credit Rating Agency Relationships. Barlas, Stephen // Strategic Finance;Dec2009, Vol. 91 Issue 6, p22
The article discusses a proposal from the U.S. Securities and Exchange Commission (SEC) concerning disclosure of credit ratings. The SEC wants to require mandatory disclosure of ratings assigned by ratings agencies to debt and convertible-debt securities, as well as to preferred stock. Any...
- SEC to Propose Removing Ratings in Rule Amendments. Hume, Lynn // Bond Buyer;3/3/2011, Vol. 375 Issue 33476, p4
The article reports on the unanimous agreement of the U.S. Securities and Exchange Commission (SEC) to propose amendments to its Rule 2a-7 that would remove all credit rating references from the rule requiring money market funds to invest in high-quality and liquid short-term securities.
- PROPOSED CREDIT-RATING AGENCY REFORMS. // Practical Accountant;Aug2008, Vol. 41 Issue 8, p7
The article reports on the move of the U.S. Securities and Exchange Commission to propose a comprehensive series of credit rating agency reforms in the credit market. The proposed reform is designed to increase transparency in the credit rating agency industry across the country. Christopher...
- Submission for OMB Review; Comment Request. O'Neill, Kevin M. // Federal Register (National Archives & Records Service, Office of;7/30/2012, Vol. 77 Issue 146, p44699
The article presents a notice issued by the U.S. Securities and Exchange Commission in 2012 regarding a request for the approval of extension of its information collection. The extension request is submitted for public comment and for review by the Office of Management and Budget (OMB) in...