MSRB Sends G-37 Amendments to SEC Almost Unchanged

Hume, Lynn
October 2002
Bond Buyer;10/2/2002, Vol. 342 Issue 31483, p5
Trade Publication
Focuses on the amendments filed by the Municipal Securities Rulemaking Board (MSRB) to the Securities and Exchange Commission for the Rule G-37 on political contributions. Changes made in the MSRB ruling; Automatic exemption of dealers to the ban on business; Factors used by regulators to identify firms qualified for exemption.


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