TITLE

MSRB Sends G-37 Amendments to SEC Almost Unchanged

AUTHOR(S)
Hume, Lynn
PUB. DATE
October 2002
SOURCE
Bond Buyer;10/2/2002, Vol. 342 Issue 31483, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the amendments filed by the Municipal Securities Rulemaking Board (MSRB) to the Securities and Exchange Commission for the Rule G-37 on political contributions. Changes made in the MSRB ruling; Automatic exemption of dealers to the ban on business; Factors used by regulators to identify firms qualified for exemption.
ACCESSION #
7542347

 

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